UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10‑Q/A
(Amendment No. 1)
(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2020
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 001-36687
XENON PHARMACEUTICALS INC.
(Exact name of Registrant as Specified in its Charter)
Canada |
98-0661854 |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer |
200-3650 Gilmore Way Burnaby, British Columbia, Canada |
V5G 4W8 |
(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: (604) 484-3300
Securities registered pursuant to Section 12(b) of the Act:
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Common Shares, without par value |
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XENE |
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The Nasdaq Stock Market LLC (The Nasdaq Global Market) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
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Smaller reporting company |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
As of May 18, 2020, the registrant had 34,974,119 common shares, without par value, outstanding.
EXPLANATORY NOTE
The sole purpose of this Amendment No. 1 to Xenon Pharmaceuticals Inc.'s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020, originally filed with the Securities and Exchange Commission on May 21, 2020 and with the Canadian Securities Authorities on May 22, 2020, is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Due to a technical error, the eXtensible Business Reporting Language ("XBRL") data associated with the Form 10-Q was omitted from that filing and is being resubmitted. No other changes have been made to the Form 10-Q. This Amendment No. 1 speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original filing of the Form 10-Q.
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(a) Exhibits.
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Description of Document |
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Exhibit |
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31.1+ |
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Certification of Chief Executive Officer pursuant to Rule 13a-14(a). |
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31.2+ |
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Certification of Chief Financial Officer pursuant to Rule 13a-14(a). |
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32.1+ |
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Certification of Chief Executive Officer pursuant to 18 U.S.C Section 1350. |
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32.2+ |
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Certification of Chief Financial Officer pursuant to 18 U.S.C Section 1350. |
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XBRL Instance Document |
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101.SCH* |
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XBRL Taxonomy Extension Schema Document |
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101.CAL* |
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XBRL Taxonomy Extension Calculation Linkbase Document |
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101.DEF* |
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XBRL Taxonomy Extension Definition Linkbase Document |
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101.LAB* |
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XBRL Taxonomy Extension Label Linkbase Document |
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101.PRE* |
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XBRL Taxonomy Extension Presentation Linkbase Document |
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+ Previously filed or furnished as an exhibit to Xenon Pharmaceuticals Inc.’s Quarterly Report on Form 10-Q filed on May 21, 2020. |
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* Furnished herewith. |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 22, 2020
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XENON PHARMACEUTICALS INC. |
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By: |
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/s/ Simon Pimstone |
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Simon Pimstone |
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Chief Executive Officer (Principal Executive Officer) |
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Date: May 22, 2020
By: |
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/s/ Ian Mortimer |
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Ian Mortimer |
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President and Chief Financial Officer (Principal Financial and Accounting Officer) |
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